mirrored file at http://SaturnianCosmology.Org/ For complete access to all the files of this collection see http://SaturnianCosmology.org/search.php ========================================================== _________________________________________________________________ The Origin of Philosophy: The Attributes of Mythic/Mythopoeic Thought _________________________________________________________________ The pioneering work on this subject was The Intellectual Adventure of Ancient Man, An Essay on Speculative Thought in the Ancient Near East by Henri Frankfort, H.A. Frankfort, John A. Wilson, Thorkild Jacobsen, and William A. Irwin (University of Chicago Press, 1946, 1977 -- also once issued by Penguin as Before Philosophy). Related ideas can also be found in Henri Frankfort's great Ancient Egyptian Religion (Harper Torchbooks, Harper & Row, 1948, 1961) _________________________________________________________________ How was Greek philosophy different from what came before? Or was it different? Even though "philosophy" is a Greek word, from phileîn, "to love," and sophía, "wisdom," perhaps it was just a continuation of how people had always thought about things anyway. After all, it is not uncommon now for items of Egyptian literature, like the Instruction of Ptah.h.otep, to be listed as Egyptian "philosophy." So if Greek philosophy is to be thought of as different, there must be ways of specifying that difference. Similarly, if Greek philosophy is to be compared with Indian and Chinese philosophy, there must be something that they have in common, and that can be mutually contrasted with pre-philosophical thought. As it happens, Greek philosophy, and Indian and Chinese, were different from what came before; and we can specify what the differences were. Pre-philosophical thought can be characterized as "mythopoeic," "mythopoetic," or "mythic" thought. "Mythopoeic" means "making" (poieîn, from which the word "poet" is derived) "myth" (mûthos). There is a large and growing literature about mythology, but here all that is necessary are the points what will serve the purpose of distinguishing philosophical thought from the thought of people in earlier Middle Eastern civilizations (Egyptians, Babylonians, etc.) about the nature of things. With the identification of the characteristics of mythic forms of human thought, it becomes possible to identify the unique innovations of philosophy. Note that philosophic thought does not replace mythopoeic thought but supplements it. 1. Myths are stories about persons, where persons may be gods, heroes, or ordinary people. + Example: The Babylonian Epic of Gilgamesh. King Gilgamesh seeks to become immortal, after the death of his friend Enkidu, but fails. This is still a poignant story, since human beings still face loss and grief and death, just as did Gilgamesh. Indeed, Enkidu's vision of death is still chilling: There is the house whose people sit in darkness; dust is their food and clay their meat. They are clothed like birds with wings for covering, they see no light, they sit in darkness. I entered the house of dust and I saw the kings of the earth, their crowns put away for ever... [N. K. Sanders, Penguin, 1964, p. 89] + Changed in Philosophy: Thales' proposed a theory of earthquakes, that they are just when a wave in the cosmic ocean rocks the earth, which floats like a plate on the ocean. This explanation eliminated the actions or intentions of the gods. 2. Myth allows for a multiplicity of explanations, where the explanations are not logically exclusive (can contradict each other) and are often humorous. + Example: The Egyptian sun god Rê (R', probably vocalized Rî') appears in various forms. Rê Atum (R' Ytm) is a god in human form, with a blue skin, who sails across the sky in a boat. [INLINE] Rê-Horakhtî (R' H.r-'khtyy) combines Rê with the god Horus, [INLINE] a hawk who flies across the sky -- one eye is the sun, the other eye, injured when Horus was fighting his uncle Seth, is the moon. And Rê-Khepere (R' Khpry) is Rê in the form of a scarab beetle. The scarab lays its eggs in a ball of dung, which it then pushes around before it. The Egyptians thus saw the sun as analogous to the dung (!) being pushed around by the beetle. Although it was later tempting to systematize the different forms of Rê as embodied in the sun at different times of day, there was never much of a coherent theory that could be made of this. A similar problem occurs in India with the juxtaposition of the great sectarian Gods, Vis.n.u and Shiva, though there is an effective systematization on the philosophical side of Hinduism. + Changed in Philosophy: The theories of the earliest Greeks philosophers, especially those about whom we know the most, like Anaximander and Heraclitus, are systematic and internally coherent. [INLINE] 3. Mythic traditions are conservative. Innovation is slow, and radical departures from tradition rarely tolerated. + Example: The Egyptian king Akhenaton ('KHnytn), who introduced a monotheistic cult of one God, the sun god Aton (Ytn), and abolished the worship of all the other traditional Egyptian gods. He was branded the "Criminal of Amarna" (the city he built to the Aton). His name and memory, and those of three subsequent kings (including Tutankhamon, whose tomb was discovered in 1922), were erased from Egyptian history. Shown at right are Akhenaton and Queen Nefertiti making offerings to the disk and rays of the Aton. (Also evident is an example of the strange artistic style used for Akhenaton that gives him a feminized figure, in this case an even more exaggerated one than for Nefertiti.) + Changed in Philosophy: Greek philosophy represented a burst of creativity. While Thales' views about water reflected long held mythic accounts (both Egyptian, Babylonian, and Biblical creation stories begin with water), he was immediately superseded by the multiple novel theories of Anaximander, Anaximenes, Xenophanes, Pythagoras, and Heraclitus, all within 80 years. 4. Myths are self-justifying. The inspiration of the gods was enough to ensure their validity, and there was no other explanation for the creativity of poets, seers, and prophets than inspiration by the gods. Thus, myths are not argumentative. Indeed, they often seem most unserious, humorous, or flippant (e.g. Rê-Khepere above). It still seems to be a psychological truth that people who think of new things are often persuaded of their truth just because they thought of them. And now, oddly, we are without an explanation for creativity. + THE NINE MUSES (daughters of Mnemosyne & Zeus) name art symbol Calliopê Epic (Heroic) Poetry Tablet & Stylus Eratô Lyric (Love) Poetry Lyre Euterpê Music (Lyric Poetry) Flute Terpsichorê Dance (Choral Song) Lyre Polyhymnia Song (Rhetoric) Veil Melpomenê Tragedy Tragic Mask, Sword Thalia Comedy (Pastoral Poetry) Comic Mask, Staff Clio History Laurel Crown, Scroll Urania Astronomy Globe Example: Homer addresses an unnamed goddess (theá) or the Muses (Moûsai -- which gives us words like "museum" and "music") at the beginning of the Iliad (depending on our version of the text -- it is not uncommon to avoid naming a god that is to be invoked, as Socrates never does name Apollo as "the god at Delphi" in the Apology). The Nine Muses in Greek Mythology are uniquely charged with inspiring creativity. Note that there are no Muses of plastic arts (painting, sculpture, architecture), or of philosophy: This must mean that the myth of the Muses was finalized before the advent of philosophy or of significant stone architecture. Note, however, that "history," historía, original just meant "learning by inquiry." This could easily include philosophy and many other things. + Changed in Philosophy: Parmenides, after the invocation of an unnamed goddess in his poem, The Way of Truth, offers substantive arguments for his views. 5. Myths are morally ambivalent. The gods and heroes do not always do what is right or admirable, and mythic stories do not often have edifying moral lessons to teach. + Example: [INLINE] [INLINE] The Egyptian god Seth (St) murdered and dismembered his brother Osiris (Wsyr), but is later forgiven by Isis ('st), his sister and the wife of Osiris, even though Seth had badly damaged Horus's eye in their fight. The Egyptian king Sethi I, who built a great temple to Osiris at Abydos, the cult center of Osiris, was named after Seth (Styy) and so politely alters his name in the temple inscriptions to commemorate Osiris (Wsyryy) instead of Set. Thus, the Egyptians recognized the moral awkwardness of putting the name of Osiris's murderer on his temple, but this did not discredit the cult of Seth or the king named after him. + Example: The Greek hero of the Iliad, Achilles, seems to be a far less admirable character than the Trojan hero, Hector, whom Achilles slays at the climax of the epic. Even the king of the gods, Zeus, is unhappy that the better man will lose, but it is the fate of Hector to die. Later, Roman readers of the Iliad did not hesitate to imagine themselves descendants of the Trojans -- as in Virgil's Aeneid, where the Prince Aeneas, saved from Troy by his mother Aphrodite, travels to Italy and, anticipating Romulus, founds the Roman nation. There is also a school in Southern California, the arch-rival of the University of California at Los Angeles, where the student body is named after the warriors of Troy. + Changed in Philosophy: The Presocratic philosopher Xenophanes criticizes the poets for ascribing shameful acts to the gods: Homer and Hesiod have attributed to the gods everything that is a shame and reproach among men, stealing and committing adultery and deceiving each other. [from Sextus Empiricus, Against the Mathematicians, translated by Kirk & Raven, The Presocratic Philosophers, Cambridge, 1964, p. 168] Heraclitus condemns blood sacrifice. The moralization of the Greek gods is thoroughly effected by Socrates and Plato, who cannot imagine the gods doing anything wrong or evil. A similar moral critique is carried out in contemporary Persian religion by the prophet Zoroaster (Zarathushtra); and Judaism, over a period of time, undergoes a similar process, as the Prophets represent God requiring just and holy actions. Given these characteristics, we can say that the Instruction of Ptah.h.otep, and similar items of Egyptian literature, display no break with mythpoeic modes of thought. Indeed, if Ptah.h.otep were to count as philosophy, it is hard to see why parts of the Bible would not also count. But the Bible is never proposed as the first example of Jewish philosophy, probably because this would confuse the distinction people would want to make between religion and philosophy. On the other hand, works like the Mân.d.ûkya Upanis.ad and the Tao Te Ching are clearly impersonal, systematic, and innovative; and, although they are arguably religious, they are so in a way that is not recognizably analogous to Judaism, Christianity, and Islâm, since a personal God does not appear in them. Indeed, they are impersonal to a higher degree than much of Greek philosophy. On the other hand, they are not argumenative, so they have not reached quite the same point as Parmenides in breaking with the fourth characteristic of mythic thought. _________________________________________________________________ History of Philosophy Home Page Copyright (c) 1996, 1997, 1998, 1999, 2000 Kelley L. Ross, Ph.D. All Rights Reserved _________________________________________________________________ The Origin of Philosophy: Why the Greeks? _________________________________________________________________ If Greek philosophy was different from what came before, as previously considered, the next question would be, "Why the Greeks?" What was different about the Greeks that led to the origin of philosophy with them? Years ago, the simple answer might have been that the Greeks were "different," they just had some kind of special "genius" that enabled them to think about things in new and different ways. That kind of answer is unsatisfactory, not only because it doesn't really explain anything, not only because it sounds disturbingly like some kind of racism (the Greeks just must have been genetically different), but because it cannot then in turn explain why philosophy only occurred among some Greeks (e.g. Milesians, Athenians, etc.) and not among others (e.g. Spartans). An explanation that is actually going to explain something about the origin of Greek philosophy must identify something that was different about what was happening to, or what was being done by, the particular Greeks who were responsible for that origin. Such an explanation may suggest, but cannot be, a kind of Marxist economic determinism argument, since it is unlikely that everything can be explained by social or economic circumstances. There is certainly a random factor in nature and in human affairs, and the possibility for a lone individual genius to make a difference cannot be dismissed. On the other hand, there are also certainly regularities, and the association of certain kinds of activities with each other. If something unique about Greeks cities like Miletus and Athens can be identified, that may reveal unique regularities associated with Greek philosophy. As it happens, there was something conspicuously different about the culture, the society, and the livelihood of Greek cities like Miletus and Athens in comparison to the dominant forms in traditional Middle Eastern civilizations, like Egypt and Babylonia, and in other Greeks cities, like Sparta, that were never venues of Greek philosophy. For one thing, those Greeks cities were wealthy, like Egypt and Babylon (and unlike Sparta), but they could not have been wealthy in the same way that Egypt and Babylon were wealthy. The strength of the ancient states rested mainly on agriculture. The Bible does not speak of the "flesh pots" of Egypt, "when we did eat bread to the full" (Exodus 16:3), for nothing. As in most traditional cultures, over 90% of Egyptians would have lived on the land and engaged in basic agricultural labor (85% of people in Tanzania, after decades of socialist government, still do). In Egypt, with the annual flood of the Nile and the uniform warmth, large and reliable harvests were the norm, as in other areas farmers might apprehensively await the rain, endure frosts, etc. Greek cities were not going to be wealthy in the same way, since Greece could not possibly be as agriculturally productive as Egypt or Mesopotamia. [INLINE] For one thing there was the climate. The average annual rainfall in Athens is only 15.9 inches, not much more than in Los Angeles. Indeed, like much of California, Greece has a "Mediterranean" climate: hot dry summers, and cool rainy winters [1]. Some areas get considerably more rain than Athens, but that is because of local mountains, which gets us to the next problem: the land itself. Greece is very mountainous. This does not make for good agriculture either. Some areas contain famous plains, e.g. Arcadia, Thessaly; but the agricultural value of the plains is then compromised by the weather. Some years, Thessaly gets less than 2 inches of rain. [INLINE] Large parts of California are agriculturally productive despite the climate because of water from nearby (the Sierra Nevada) or distant (the Rocky) mountains; but there are few rivers in Greece, and most of the country is broken up into islands and peninsulas that cannot receive the runoff of wetter mountains, however near or far. Cities like Miletus and Athens were thus wealthy off of something else: Trade. To engage in trade, all anyone needed was enough to get started, and Greek agriculture could provide a couple of starter products. Olive trees are hardy and drought resistant and grow well enough in either Greece or California (they are conspicuous right in the center of Los Angeles Valley College). Olives themselves must be soaked in brine to be edible, but more importantly they can be pressed to obtain olive oil. The oil is not very perishable, and so could be stored and shipped (in the up to six foot tall jars that the Greeks made) quite easily, to be sold at distant locations for food, fuel oil, hair grooming, or other purposes. Similarly, the Greek climate (like California, again) is good for growing grapes. Grapes can be pressed and fermented to produce wine, another product that is not very perishable and can be similarly stored and shipped. Even apart from any other products, these would get a city like Miletus started in the exchange of products all over the Mediterranean. We might think that trade as a way of life already could explain much. It would involve and foster considerable independence, being far away from all authority at home [2], and it would involve dealing with all sorts of novel peoples, cultures, practices, and ideas. If we look for a way of life to get people thinking, that might be it. How this contrasts with ordinary life back in Egypt is explained for us by the Egyptians themselves: A favorite text for scribal students to copy in Ancient Egypt recounted how much better the life of a scribe was to all other ways of life. This was the so-called "Satire of the Trades," and it actually begins, I have seen many beatings -- Set your heart on books! I watched those seized for labor -- There's nothing better than books! [3] Here the "beatings," besides the ordinary encouragement of overseers, to which scribes might not always be witness, can easily refer to the business of collecting taxes in Egypt. Every year, when the Nile flooded, the height of the river was read off the wall of a stairway, later called the "Nilometer," cut down into the granite of Elephantine Island at Aswan, at the natural southern boundary of Ancient Egypt. The height of the river then could be converted into the area of the country covered by the flood that year, and the area could be converted into the estimated yield of virtually every bit of farmland. Thus, at the harvest, the tax collectors showed up to seize, since there was no money, the State's share of the harvest. Peasants who, for one reason or another, did not have the crop to deliver, would simply be knocked down and beaten, with the tax collectors' attendant scribes calmly observing and recording the transaction. Similarly, the reference of the text to "those seized for labor" is probably to the ancient system of the corvée, by which local peasants could be pressed into labor for public works projects, like the pyramids, especially during the season of the Flood, when work in the fields would have been impossible anyway. The building of new cities and palaces in the Delta initiated by Ramesses II (c. 1290-1224), depended on drafts of the local population, many of whom were not ethnic Egyptians, for labor. This is remembered in the Bible, of course, as "slavery," from which the Israelites fled back into Asia. The miseries of brickmaking do not seem to be remembered there with fondness. Indeed, the scribes give us the picture: I'll describe to you also the mason: His loins give him pain; Though he is out in the wind, He works without a cloak; His loincloth is a twisted rope And a string in the rear. His arms are spent from exertion, Having mixed all kinds of dirt; When he eats bread [with] his fingers, [He has washed at the same time]. [p. 187] The idea in the last lines seems to be that the "mason" (now obviously not a stone mason), having been mixing dirt all day, cannot eat without the dirt worked into his fingers getting into his bread. The work is probably performed naked but for a rope thong because no one would want to expose good cloth to the mud in which the workers inevitably stand and stoop. Of another professional concerned with earth, the potter, the scribes say, "He grubs in the mud more than a pig" [p. 186]. While the peasant, well, "A peasant is not called a man" [p. 190]. The life of a merchant or trader, on the other hand, is not even mentioned. If delivery from such labor in Ancient Egypt meant becoming a scribe, it is now hard to imagine the life of a bureaucrat fostering very much more in the way of independence of mind or creativity. Indeed, nothing was valued more highly in Egypt than conformity, which is no less than what we would expect. However stark the contrast of this with a life of travel, business, discovery, and independence, trade alone will not explain the uniqueness of the Greek situation, for the Greeks were neither alone nor the first in their commercial profession. They had learned the basics, and much else (including their alphabet), from some of the most ancient traders: the Phoenicians [4]. Ancient Phoenicia was rather smaller than the modern Lebanon; it was just Mount Lebanon, whose steep slopes often come right down to the Mediterranean. This put the Phoenicians in much the same situation economically as the Greeks. Rainfall was certainly less of a problem, but the Mountain [5], very steep and rocky, was otherwise most unsuited for agriculture. But, like the Greeks, the Phoenicians also had available a couple of basic local products to get started in trade. Mount Lebanon, although difficult for agriculture, was nevertheless forested: the Cedars of Lebanon. This was a valuable resource when the surrounding semi-arid and desert areas were short of trees. Especially when the Egyptians began their great building projects, good lumber was essential. One cannot imagine 100 ton granite obelisks, quarried at Aswan, being floated down the Nile in boats made of bundled reeds. [INLINE] Evidence of how early the Phoenicians were supplying wood to Egypt can still be seen in the Bent Pyramid of Seneferu (c. 2610 BC) at Dahshur, where the dry climate has preserved cedar beams (shown at right) that were used to shore up the upper chamber against the cracking caused by errors in the construction and siting of the pyramid [6]. Another product the Phoenicians eventually traded in was a purple dye produced at Tyre from a local shellfish. Quite the opposite of lumber in terms of bulk, "Tyrian Purple" became the most famous product of Phoenicia; and it was so valuable that eventually a purple robe was taken as symbolic of the office of Roman Emperor. "Putting on the purple" came to mean becoming Roman Emperor. Both the Greeks and the Phoenicians, in the course of their trade, founded colonies all over the Mediterranean. The map below illustrates this activity and its implied competition. Greek colonies came to ring the Aegean and Black Seas, the southern coast of Italy, eastern Sicily, Cyrenaica in Libya, and in places on the coast of Gaul (modern France) and northeastern Spain. The largest modern cities derived from Greek colonies are probably Marseille in France (Massilia), Naples in Italy (Neapolis, the "New City" -- remembered in the name of "Neapolitan" icecream), and Istanbul (originally Byzantion, later Constantinopolis -- Constantinople). Phoenician colonies coexisted with Greek cities in Cyprus and Sicily, but excluded Greeks on Sardinia and Corsica, in the south of Spain, and especially along North Africa. Phoenician colonial power was particularly concentrated at Carthage (Kart Hadasht, the "New City"), eventually seen by Rome as her greatest rival, and in the south of Spain, were Cadiz (Gades) was a Phoenician city. The, by then, Carthaginian domain in Spain was much expanded by Hamilcar Barca, the father of the great Hannibal (247-183 BC), in the time between the First (264-241) and Second (218-201) Punic Wars with Rome. In the course of that expansion, the city later known in Latin as Carthago Nova, "New Carthage" (Cartagena), was founded. [INLINE] From Spain, the Phoenicians did something the Greeks did not -- to venture out into the Atlantic. They probably went as far as Britain (from which tin was obtained), and certainly went well down the coast of Africa -- how far is unclear, since the Phoenicians kept their doings as secret as possible. One story repeated by the Greek historian Herodotus is that the Phoenicians sailed entirely around Africa on commission from King Neko II of Egypt. The best evidence that this was accomplished (there is no other) is the very idea that it was possible: later Greek and Roman geographers thought that Africa was connected to a Southern Continent and could not be circumnavigated. Phoenician trading posts in Greece itself, reflected even in Greek mythology with stories like the foundation of Thebes by the Phoenician Cadmus, initiated Greek trading in the years after about 800 BC. But after all this, we may then ask, that if trade is to be associated with the origin of philosophy, why did not philosophy start with the Phoenicians? After a fashion, perhaps it did. The man credited with being the first Greek philosopher, Thales of Miletus (c. 585), was said to have been of Phoenician ancestry. However, he was living in a Greek city; and even later philosophers who were certainly ethnic Phoenicians, like Zeno of Citium, moved to Greek cities to learn and practice philosophy. The clue to what happened in the Greek cities may be found in something else that seems to be a unique characteristic of Greek history: By the time we know much about events, traditional kings in Greeks cities are mostly gone. This had never happened before. When ancient kings were overthrown, which happened often enough, they were simply replaced by other kings. The Phoenician cities all had traditional kings. But in Greece, the institution of kingship lost its traction. At Athens, the office of árchôn [7] ("ruler" or "regent") pushed aside the authority of the king (who eventually became another elected árchôn). It was filled at first by hereditary nobles, then by elected nobles with life tenure, then by elected nobles with ten year tenure (starting in 753), then with elected nobles by annual tenure (starting in 683), and then with the office opened (by Solon, c. 593) to qualification by wealth, rather than by noble birth. After some conflict and the rule of tyrants (especially Pisitratus), overthrown in 510, Cleisthenes led Athens into essentially pure democracy. Unlike the Phoenician cities, which had been engaged in commerce for centuries, and where the kings were merchants themselves, the creation of wealth by trade in the Greeks cities seems to have undermined traditional authority. Whoever jumped into the game first would become, perhaps for the first time in history, a nouveau riches class that chaffed at hereditary privilege and had the means, by bribery and hire, to marshal forces against it. Since wealth by trade could be made away from home, it would be entirely outside the control of a hometown ruler. Returning home with a new sense of power and independence [8], a merchant could well have lost much of his awe and respect for authority by birth. Seeing Greece of the Dark Ages (c. 1200-800 BC) as the kind of feudal society pictured in the Iliad, it not hard to imagine the new world of merchants and commerce with the same kind of dynamic that the Italian trading cities of the Renaissance exhibited in starting the process that undermined European Mediaeval aristocracy. Also, we can say that for the first time in history these transformations could have been accomplished by money: Money, meaning coined precious metals, was invented soon after 640 in the Kingdom of Lydia. The Lydians were not Greeks, but the Lydian kings, after the Phoenician manner, were businessmen; and they worked closely with the adjacent Greek cities of Ionia. Money thus facilitated the rise of a city like Thales's Miletus; and since coinage enhances the manner in which wealth can be concentrated and transferred, we can also imagine that it enhanced the process of social mobility and political conflict. What happened in Greek cities politically and socially was extraordinary enough, but it is also our clue about the origin of philosophy. Although we can only imagine the nature of the causal connection, the correlation between philosophy and the cities of commercial wealth and political transformation is obvious. Greek philosophy began in Ionia (today on the west coast of Turkey), in the wealthiest and most active cities of their time in Greece. For some years Greek philosophy then seemed to circulate around the Greek colonial periphery, from Ionia (Thales, Anaximander, Anaximines, Heralcitus, Xenophanes), to Italy (Pythagoras, Parmenides, Zeno), Sicily (Empedocles), and the northern Aegean (Democritus, Protagoras), to Ionia again (Melissos). Then philosophy migrated from every direction to Athens itself, at the center, the wealthiest commercial power and the most famous democracy of the time [9]. Socrates, although uninterested in wealth himself, nevertheless was a creature of the marketplace, where there were always people to meet and where he could, in effect, bargain over definitions rather than over prices. Similarly, although Socrates avoided participation in democratic politics, it is hard to imagine his idiosyncratic individualism, and the uncompromising self-assertion of his defense speech, without either wealth or birth to justify his privileges, occurring in any other political context. If a commercial democracy like Athens provided the social and intellectual context that fostered the development of philosophy, we might expect that philosophy would not occur in the kind of Greek city that was neither commercial nor democratic. As it happens, the great rival of Athens, Sparta, was just such a city. Sparta had a peculiar, oligarchic constitution, with two kings and a small number of enfranchised citizens. Most of the subjects of the Spartan state had little or no political power, and many of them were helots, who were essentially held as slaves and could be killed by a Spartan citizen at any time for any reason -- annual war was formally declared on the helots for just that purpose. The whole business of the Spartan citizenry was war. Unlike Athens, Sparta had no nearby seaport. It was not engaged in or interested in commerce. It had no resident alien population like Athens -- there was no reason for foreigners of any sort to come to Sparta. Spartan citizens were allowed to possess little money, and Spartan men were expected, officially, to eat all their meals at a common mess, where the food was legendarily bad -- all to toughen them up. Spartans had so little to say that the term "Laconic," from Laconia, the environs of Sparta, is still used to mean "of few words" -- as "Spartan" itself is still used to mean simple and ascetic. While this gave Sparta the best army in Greece, regarded by all as next to invincible, and helped Sparta defeat Athens in the Peloponnesian War (431-404), we do not find at Sparta any of the accoutrements otherwise normally associated with Classical Greek civilization: no historians, no playwrights, no great architecture, and, especially, no philosophers. Socrates would have found few takers for his conversation at Sparta -- and it is hard to imagine the city tolerating his questions for anything like the thirty or more years that Athens did. Next to nothing remains at the site of Sparta to attract tourists, while Athens is one of the major tourist destinations of the world. Indeed, we basically wouldn't even know about Sparta were it not for the historians (e.g. Thucydides) and philosophers (e.g. Plato and Aristotle) at Athens who write about her. In the end, philosophy made the fortune of Athens, which essentially became the University Town of the Roman Empire (only Alexandria came close as a center of learning); but even Sparta's army eventually failed her, as Spartan hegemony was destroyed at the battle of Leuctra in 371 by the brilliant Theban general Epaminondas (who invented the phalanx formation), killing a Spartan king, Cleombrotus, for the first time since King Leonidas was killed by the Persians at Thermopylae in 480. A story about Thales throws a curious light on the polarization between commercial culture and its opposition. It was said that Thales was not a practical person, sometimes didn't watch where he was walking, fell into a well (according to Plato), was laughed at, and in general was reproached for not taking money seriously like everyone else. Finally, he was sufficiently irked by the derision and criticisms that he decided to teach everyone a lesson. By studying the stars (according to Aristotle), he determined that there was to be an exceptionally large olive harvest that year. Borrowing some money, he secured all the olive presses (used to get the oil, of course) in Miletus, and when the harvest came in, he took advantage of his monopoly to charge everyone dearly. After making this big financial killing, Thales announced that he could do this anytime and so, if he otherwise didn't do so and seemed impractical, it was because he simply did not value the money in the first place. This story curiously contains internal evidence of its own falsehood. One cannot determine the nature of the harvest by studying the stars; otherwise astrologers would make their fortunes on the commodities markets, not by selling their analyses to the public [10]. So if Thales did not monopolize the olive presses with the help of astrology, and is unlikely to have done what this story relates, we might ask if he was the kind of impractical person portrayed in the story in the first place. It would not seem so from all the other accounts we have about him. The tendency of this evidence goes in two direction: * First, Thales seems to engage in activities that would be consistent with any other Milesian engaged in business. The story about him going to Egypt, although later assimilated to fabulous stories about Greeks learning the mysteries of the Egyptians (who don't seem to have had any such mysteries, and would not have been teaching them to Greeks anyway), is perfectly conformable to what many Greeks actually were doing in Egypt, i.e. engaging in trade or working for the King of Egypt as mercenary soldiers. Indeed, the Greeks had another basic export besides olive oil and wine, and that was warriors. Since the Greek cities fought among themselves all the time, the occasional peace left many of them seeking to continue the wars by other means. The Egyptian kings of the XXVI Dynasty found plenty for them to do there. Indeed, the kings relied so heavily on Greek mercenaries, and there were so many Greek traders swarming over Egypt, that considerable tensions arose. The Egyptians basically didn't like foreigners, and the Greeks, although awed by Egypt, also found the Egyptians more than a little strange and ridiculous. Their references to things Egyptian were sometimes mocking: "Pyramid" (pyramís) may be from pyramoûs, a wheat and honey cake; and "obelisk" (obelískos) means a "little spit." King Ah.mose II (570-526) defused the tensions by directing that Greek trading activities be concentrated at Naucratis, which was then founded as a Greek colony, not far from the Egyptian capital of Sais. This worked well. As a colony, Naucratis was a little unusual, existing under the sovereignty of Egypt, and also because several Greek cities joined in the founding. Usually a colony had one "mother city" (metrópolis), from which a charter and colonists were derived. As it happened, Miletus was one of the founders of Naucratis. The degree of involvement with Miletus in Egypt thus makes it more than probable that Thales, engaged in the ordinary business of his fellow citizens, would have found himself there, probably more than once. This is then consistent with the story of Thales discovering how to measure the height of the pyramids [11] -- and also with the story of Thales learning navigational techniques from the Phoenicians. Since the Phoenicians were secretive about their affairs, especially to rivals, this reinforces the report, mentioned already, that Thales was of Phoenician derivation. * The second insight into Thales's activities comes from the account of his work for King Alyattes of Lydia. A dreamer who goes around falling into wells does not sound like someone to hire for military engineering projects; but that is the account (from Herodotus) that we have of Thales, who is supposed to have actually diverted a river around behind the Lydian army so that it could avoid too deep a ford. The war between the Medes and the Lydians, during which Thales accompanied the Lydian king, also provides us with the one solid date that we have for Thales's life. That is because the climactic battle between the Medes and Lydians, at which Thales would have been present, was stopped by a total eclipse of the sun. The date of the eclipse can now be calculated precisely: 28 May 585 BC. The path of the eclipse can even be inspected using computer software on home computers. The eclipse, indeed, was later said to have been predicted by Thales. That is clearly impossible. To predict an eclipse, one must know what an eclipse is -- the moon getting in the way of the sun -- and no Greek knew that for some time to come; and one must have records of eclipses for some centuries to understand the relationship of the moon's orbit to the ecliptic (the apparent path of the sun in the sky) -- the Greeks had no such records perhaps until the Pythagoreans. Although Thales could not have predicted the eclipse, it could have been predicted at the time -- by the Babylonians. We know that the Babylonians had the understanding and the records, not just because the priest Bêrôssos transferred records back to 747 BC into his treatise on astronomy (in the Hellenistic Period), but because original astronomical and mathematical records and treatises survive, especially from the libraries of the Kings of Assyria [12]. Consequently, if the story about Thales was not made up out of whole cloth, the only explanation is that he heard, perhaps on his travels, that there was going to be an eclipse. The Babylonian priests were in the habit of publicly announcing astronomical events, as the priests in Jerusalem also announced things like the beginning of the month and occurrence of Passover; but, in the absence of newspapers, radio, wire services, CNN, etc., these announcements may only have travelled by word of mouth. If Thales heard of the prediction, and then reported it back home, it may not have been remembered that he merely reported, rather than originated, the story. The overall impression of Thales then is more of a man of affairs, sometimes very serious affairs (e.g. war), and not of an abstracted, impractical dreamer who disdains money and doesn't watch where he's walking. But if that was the case, why would the story about Thales and the olive presses have been told in the first place? Because, indeed, such disdain for money would be characteristic of later Greek philosophy. Where Socrates was simply unconcerned with the ordinary commercial life of Athens, while he flourished right in the middle of it, philosophers like Plato and Aristotle had become actively hostile to it and removed their own activities to closed schools outside the walls of Athens. Only one great school of philosophy, Stoicism, remained in the marketplace, taking its name from the characteristic open-faced building, often called a "porch," a stoa, that was to be found there, and in one of which Zeno of Citium established himself. Plato distrusted commerce, detested democracy, and also came to believe that teaching philosophy to just anyone was dangerous. A tradition of ethical argument arose that questioned whether engaging in trade was even moral, since merchants did not produce their commodities and so did not contribute to their intrinsic value. Some philosophers, indeed, perceived that the value of products also depended on their location, so that trade was useful in moving things to where they were needed or wanted; but then someone like Plato was also distrustful of that service, since a lot of superfluous trade goods could engender "unnecessary desires" and distract people from their duties and more sober pursuits. But as late as the 5th century, St. Augustine was still advising that trade was not a profession that could be practiced without moral harm. Comparing Athens and Sparta, a philosopher like Plato was unmistakably a Spartan sympathizer. Yet even he realized there was a problem: the Spartans not only were uninterested in thought and speech, but they were violent and brutal. Plato realized that philosophy had no place there, and he was concerned lest the rulers in his ideal Republic exhibit those characteristics. So Plato never tried to sell his thought at Sparta. He did entertain a hope, however, that if a tyrant could be "converted" to philosophy, then his ideas would be implemented. One of his efforts to do so involved the tyrant Dionysius II of Syracuse (367-357 & 346-344). During one trip there, however, in 361, Plato so infuriated Dionysius, evidently, that he was sold into slavery and had to be redeemed by his friends and family. Naturally, he gave up on tyrants after that experience. So, although Plato had no love for the democracy at Athens, he "voted with his feet," as they say, in its favor. The attitudes in Greek philosophy towards Athens and Sparta, as well as sympathies and actions comparable to those of Plato, can also be seen in the Twentieth Century. Henry Kissinger, President Nixon's foreign policy adviser and later Secretary of State, is supposed to have remarked once, privately, that the United States was liable to lose the Cold War to the Soviet Union in the same way and for the same reasons that Athens lost the Peloponnesian War to Sparta. While America, presumably, was enervated by the political squabbling characteristic of democracy and by the crass materialism of capitalistic consumerism, the Soviet Union was lean, disciplined (i.e. Spartan), morally upright (no pornography or gay rights demonstrations there), unified, and remorselessly purposful [13]. At the same time, it was not uncommon in the United States for leftist academics and intellectuals to harbor much admiration for the Soviet Union, or later for Communist China, Cuba, Vietnam, or Nicaragua, despite widespread knowedge of the police state apparatus of those regimes, of the mass murders, slave labor camps, torture, brainwashing, false confessions, etc. -- Josef Stalin can be credited with as many as 50 million civilian deaths, as opposed to "only" 20 million for Adolf Hitler. Nevertheless, like Plato, most sympathizers voted with their feet to stay in the United States. Despite the Fall of Communism, much disdain for commercial democracy remains. As Greek philosophy never came to appreciate the social, political, and economic context in which it originated, grew, and thrived, many modern intellectuals continue to despise the very kind of society in which they are uniquely to be found -- uniquely in great measure because the kind of society they evidently want would actually not allow them to express their own opinions, or to subsize such expression so lavishly, either at state expense (e.g. at state universities) or by guilty philanthropists (e.g. Ted Turner). So, although the Soviet Union is gone, like Sparta, and its vast experiment in common ownership and economic planning failed utterly, as well as being drenched in the blood of its victims, one would hardly know this listening to contemporary leftists and Marxists. The planning of a command economy still sounds like the wave of the future to them. Ironically, Marx himself may provide the best key to this phenomenon: Intellectuals may like the idea of command and control for a society and for an economy because they see themselves in control. Not surprisingly, Plato thinks that the problem of politics is that the wrong people are in charge, and the rulers in his ideal Republic are people like him. Intellectuals have a "class interest" (which means a self-interest -- for people who otherwise say they detest "self-interest") in promoting this idea. Their see their own lofty achievements as entitling them to the rule of others. In this way, the crypto-socialist economist John Kenneth Galbraith, who still makes public statements occasionally, fulminated against advertising as producing, just as Plato would have said, "unnecessary desires." And, since people can be so easily manipulated by advertising into buying things that they don't need or that are bad for them, we clearly need people like him in charge to protect us. This kind of arrogance will soon probably produce the prohibition of tobacco, as it disastrously produced Prohibition of alcohol in the 20's. But one of the clearest lessons of the Twentieth Century is that this self-serving fantasy of rule by Academia is the most bitter folly: Absolute power, once unleashed, slips from the hands of timid professors and is seized by ruthless monsters like Lenin, Hitler, Stalin, Castro, etc. The intellectuals get silenced, killed, or, almost worse, become fawning mouthpieces for tyranny. Too many intellectuals were already mouthpieces for tyranny, even when they didn't need to be, as when the New York Times reporter, Walter Duranty, received a Pulitzer Prize for his reporting on Stalinist Russia, even while he was helping to suppress the truth about Stalin's terror famine in the Ukraine -- the starving to death of millions of peasants (perhaps 5 million) just because they had been too successful on their private farms. Thus, the question of the origin of Greek philosophy, to which Athens itself, with its commercial democracy, is the answer, remains relevant to the politics of the Twentieth and, evidently, the Twenty-First Centuries. Indeed, it is a distressing and sobering new truth of history, little suspected before our time, that a vast educated class may, by its very nature, be hostile to freedom, democracy, and the creation of wealth for everyone -- though China was similarly ill served by the scholar Mandarins. The truth is not enough. As Thomas Jefferson said, "All know the influence of interest on the mind of man, and how unconsciously his judgment is warped by that influence." Indeed, what we find today is that many academics deny there is truth, revel in the irrationality and incoherence of their own assertions, and nakedly assert that power is the end of all discourse. It should be no surprise to then see the educated promoting ignorance and the free promoting tyranny, all in the hope that power will fall to them. They will, indeed, derive no benefit should their ambitions be realized, but by then it will be too late for benefit to anyone else. _________________________________________________________________ History of Philosophy Home Page Copyright (c) 1998 Kelley L. Ross, Ph.D. All Rights Reserved _________________________________________________________________ Note 1 _________________________________________________________________ [INLINE] [INLINE] Although widely distributed around the Mediterranean basin, Mediterranean climates are actually rather rare in the world. The most extensive area is the south coast of Australia. Otherwise, there is only California, a small part of Chile in South American, and [INLINE] the tip of South Africa right around Cape Town. None of these places ended up with the other geographical and cultural attributes that put Greece and the Mediterranean in such historically important roles. Return to text _________________________________________________________________ Note 2 _________________________________________________________________ The cirumstances of a life of trade curiously fit the four conditions for success recommended by the actor/comedian Sinbad to Dan Aykroyd in the Coneheads movie of 1993: 1. Look good. 2. Be your own boss. 3. Don't get stuck behind a desk. 4. Only take cash. We don't know how good Greek traders would have looked, but everything else certainly fits, and success did follow. Return to text _________________________________________________________________ Note 3 _________________________________________________________________ Miriam Lichtheim, Ancient Egyptian Literature, Volume I: The Old and Middle Kingdoms, University of California Press, 1973, p. 183. Lichtheim argues rather awkwardly that the text is intended as a "satire" because the "scribal profession" never would have harbored "a contempt for manual labor so profound as to be unrelieved by humor." Instead, the Egyptians are supposed to have uniformly taken "joy and pride in the accomplishments of labor" and have taught "respect for all labor" (p. 184). However, one does not have to have either contempt or respect to recognize that manual labor in an ancient society, with nothing in the way of modern medicine and when the average life-span was only about 35 years, was hard, merciless, and ravaging. A text that begins "I have seen many beatings" must be expected to be offering a sober caution, if indeed there were "many beatings," which, as it happens, is undeniable. Why there is any paricular dignity in getting beaten by tax collectors, or why a scribal writer would want to satirize it, is more than a little mysertious. No, the concern for the dignity of labor here is modern and editorial, if not Marxist, and the intention of the author of the text is clearly the very serious recommendation of scribal life, attended with reading, writing, and authority, over the hard labor and social subordination of other professions. Return to text _________________________________________________________________ Note 4 _________________________________________________________________ Although this is now disputed, the word "Phoenician," Phoinix, in Greek, looks like a borrowing from Egyptian. Fnkhw in Egyptian meant "Syrians," and the Phoenicians would have been the only Syrians encountered by the Greeks for a long time. "Phoenicia" itself in Phoenician had the same name then as now: Lebanon (Lbnn) -- rendered by the Egyptians as Rmnn. Return to text _________________________________________________________________ Note 5 _________________________________________________________________ From "mountain," the root GBL (jabal in Arabic), came the name of one of the principal Phoenician cities, Gubla, rendered by the Greeks as Byblos. This also became a Greek word for Egyptian papyrus, probably traded by Byblos, and so, more commonly as biblos, the Greek word for "book." Return to text _________________________________________________________________ Note 6 _________________________________________________________________ The initial slope of the pyramid was not really too steep, at 54^o27'44", even though the pyramid was finished at 43^o22'. The angle of the Great Pyramid of Khufu would soon be 51^o50'40"; and the pyramid of Khafre would have an angle of 53^o10'. Instead the Bent Pyramid suffered from problems with the developing technology: It was this combination of a lack of good mortar, carelessly laid blocks, and, most importantly, the unstable desert surface, that caused the structural problems. [Mark Lehner, The Complete Pyramids,Thames and Hudson, 1997, p. 102] If the pyramid had been continued as planned, the weight of stone above, due to the foundation and structural problems, would have crushed the chambers within or caused a collapse of the sides. This was solved by flattening off the slope, resulting in the famous "bent" shape of the pyramid. Seneferu seems to have been displeased enough to order a complete new pyramid built, which was subsequently finished as the first true pyramid, the "Northern" pyramid at Dahshur. The photo of the upper chamber of the Bent Pyramid is from I.E.S. Edwards, The Pyramids of Egypt, Penguin Books, 1961, plate 9a. Return to text _________________________________________________________________ Note 7 _________________________________________________________________ Fans of Star Trek may recognize the word "archon" from the classic Star Trek episode "The Return of the Archons," #22 in the original series, which aired February 9, 1967. The "archons" referred to were the crew of the starship Archon, which had been captured and the crew "absorbed" by the mind-controlling, totalitarian regime of a planet ruled by a computer impersonating an ancient legislator named "Landru" (rather like Sparta's Lycurgus). The episode ends with Captain Kirk in one of his classic moments arguing the computer into a nervous breakdown, freeing the planet. Although the individualistic message of this episode, as of much of the original Star Trek, is unmistakable, note later tendencies of the series, as disussed in "The Fascist Ideology of Star Trek: Militarism, Collectivism, & Atheism". Return to text _________________________________________________________________ Note 8 _________________________________________________________________ Although very many ships were lost at sea in the pre-modern period, taking crew, cargo, and profit with them, the returns on a successful voyage could be astounding. An good example of how astounding we can gather from the 4700% profit that Queen Elizabeth I made off of her shares in the round-the-world voyage -- from 1577 to 1580, including a famous stop in California in 1579 -- of Sir Francis Drake in the Golden Hind [cf. T.O. Lloyd, The British Empire, 1558-1995, The Short Oxford History of the Modern World, general editor J.M. Roberts, Oxford, 1996, p. 9]. The profit seems to have come largely from a single cargo of cloves. Return to text _________________________________________________________________ Note 9 _________________________________________________________________ Some people like to think that the wealth of Athens derived from the Laurion silver mines. But this is to make a fundamental mistake about the nature of wealth. Money is worthless without something to buy. Even gold, without commerce, may as well be used, as the Egyptians did, to make or cover coffins. If goods are produced, then it doesn't matter who has the gold or silver, it will run, like water, to the producers. A prime example of that is the great flood of metal from the silver mines of Mexico and Peru, starting in the 16th century, which all went to Spain. Since Spain was not a commercial or manufacturing power, it simply spent the money. That helped make it a predominant power for over a century, but the money, when spent, then went to the commercial states, like the Netherlands and England. The Netherlands, small as it was, then demonstrated a new order of economic strength by successfully revolting against Spain. All that all of the silver had done to the Spanish economy was to produce a raging inflation -- always the result of too much money chasing too few goods. Athens suffered no such embarrassments. It could absorb its own silver, and much, much more, like the "tribute" from the League of Delos, because of the strength of its own economy. Return to text _________________________________________________________________ Note 10 _________________________________________________________________ This is rather like when the "Psychic Friends Network," which dispensed paranormal advice by phone, filed for bankruptcy early in 1998, the news stories asked "Didn't they see it coming?" Return to text _________________________________________________________________ Note 11 _________________________________________________________________ The Greek historian of philosophy Diogenes Laertius, refers to a lost work, that of Hieronymus of Rhodes, crediting Thales with "measuring the pyramids by their shadow, having observed the time when our own shadow is equal to our height" (G.S. Kirk & J.E. Raven, The Presocratic Philosophers, Cambridge, 1964, p. 83). This would be a little awkward, since one's own height would have to be ascertained and the shadow measured by it. Since the gnomon -- a stick in the ground -- was in use at the time to observe the path of the sun, using one would be considerably easier and just as simple. Return to text _________________________________________________________________ Note 12 _________________________________________________________________ The virtue of cuneiform writing, incised on clay tablets, which otherwise would seem messy and cumbersome, is that it will not decay or burn. When the Assyrian cities were burned and looted (c. 614-612), the library tablets were simply baked into bricks, leaving to posterity a vast body of Assyro-Babylonian literature and documents. Egyptian papyrus, although far more convenient as a writing material, decays and burns easily, leaving us with a pitiful fragment of Egyptian literature. Suriviving papyri are largely from tombs in the desert, preserved by the dry conditions; but Egyptian libraries were not built in the desert. Much Egyptian literature, indeed, has not surived on papryus at all but on the ostraca, the fragments of pots and chips of stone, that were used by boys (no girls, by the way) in scribal schools -- they were denied valuable papyrus for the humble task of copying their lessons. Return to text _________________________________________________________________ Note 13 _________________________________________________________________ Kissinger should have known better than to have so underestimated the strength of America, since he certainly would have known how Napoleon had foolishly dismissed England as "a nation of shopkeepers" -- where the shopkeepers built a navy that sank Napoleon's, and then carried him to exile on St. Helena. Return to text _________________________________________________________________ Parmenides of Elea and the Way of Truth _________________________________________________________________ Parmenides (born c. 515) is one of the most important Presocratic philosophers and represents a major turning point in the development of Greek thought. We can credit Parmenides with two major innovations: 1. Dialectic. To the Greeks, this simply meant logical argumentation. This represents a break with a characteristic of mythpoeic thought that had persisted through the first Greek philosophers, namely the fourth characteristic, that myth is self-justifying. As handed down to us, earlier philosophers, like Anaximander and Heracltius, simply assert what is true. They do not, to our knowledge, offer arguments. Where they begin to notice their own disagreements, there is not much they can say about each other except that they are right and the others are wrong. Heraclitus is supposed to have said: Much learning [polymathy] does not teach intelligence [or "mind," noûs], or it would have taught Hesiod and Pythagoras, Xenophanes and Hecataeus. [Diogenes Laertius] Although Parmenides's poem, the Way of Truth, begins with the invocation of an unnamed goddess, in standard mythic form, the goddess provides arguments, rendering her own authority superfluous. The meaning of the word "dialectic" (from which is derived "dialogue") now has drifted far from its original sense, because of special technical meanings attributed to it by philosophers like Kant, Hegel, and Marx. Also, the etymology of the word is commonly misunderstood, as when people say that a "dialogue" involves two people because di- means "two." Well di- can mean two (from dis, "double"), but it does not in "dialectic" or "dialogue" since the element is dia- rather than di-. Dia is a Greek preposition that means "through." "Discourse," from Latin (discursus), would be the most appropriate translation of the Greek meaning. Metaphysics. The meaning of the word "metaphysics" is also commonly misconstrued. On television or in New Age literature (one thinks of Shirley MacLaine and her books like Out on a Limb -- made into a TV movie in 1987), one is liable to hear that the word "metaphysics" means "beyond" (meta) the "physical" (physics). Thus "metaphysics" would be about spiritual things, God, the soul, ghosts, etc. Unfortunately, the Greek preposition meta does not mean "beyond"; it means "after." This might be thought to amount to the same thing, but it doesn't, because of the actual origin of the word. Metaphysics was originally the title of a book, by Aristotle. It got that name by accident. When Aristotle died (in 322), none of his mature thought had been published. All that remained of his teachings at his school, the Lyceum, were his lecture notes, sometimes even his students' lecture notes. Before long, his family and students decided that something should be done about that, and the material was gradually organized, divided, and published. The appropriate names for many of the books were obvious (On the Heavens, On the Soul, The Parts of Animals, etc.). After the Physics (physika, "natural things," from physis, "nature") was published, however, it was not obvious what to call the next book, since it had material about God and a number of other things in it. Rather than picking one topic, the book simply began to be called the "After the Physics" (Meta ta Physika). The name stuck. So the word "metaphysics" really doesn't mean anything etymologically. It would basically mean whatever was in Aristotle's Metaphysics. What was basic in the Metaphysics was something for which a word did not exist in Greek philosophy. A modern word has been coined from Greek, however: "Ontology", for the philosophical discipline that is the first and principle part of metaphysics. "Ontology" (ontologia) means "talking" (-logia) about "being" (ôn / onto-). This is literally what Parmenides did, as will be seen below -- to talk about Being. More generally, "ontology" is the theory about what is real. It is often said to be the study of "Being qua Being," or of what Aristotle called the ontôs ónta, the "beingly beings," or most real things. This is why the popular meaning of "metaphysics" is incorrect. Any theory that is an answer to the question, "What is real?" is an ontological, and so metaphysical, theory. That is true whether one answers "spirits" or even "matter." Materialism is just as much metaphysics as its denial. Indeed, in a Physics class, little attention is going to paid to the question, "What is real?" Talking about Being, Parmenides founds abstract metaphysics. There are other disciplines that later (as in Aristotle) fall into metaphysics: especially cosmology, the theory of the structure and history of the universe, natural theology, theories about God based on reason rather than revelation, and rational psychology, the rational metaphysics of the soul. These two innovations of Parmenides are presented in the form of an epic poem, the Way of Truth. Fragments of it survive in quotations by later writers, some of them much later: Proclus lived in the 5th century AD, Simplicius in the 6th. So, a thousand years after Parmenides, Simplicius supplies us with extensive quotations, because he himself had difficulty finding complete texts of Parmenides. Those are now lost, but Simplicius remains. _________________________________________________________________ Fragments of the Way of Truth by Parmenides of Elea translation based on G.S. Kirk & J.E. Raven (1957) and Scott Austin (1986) _________________________________________________________________ [Fragment 1, from Sextus Empiricus and Simplicius] The steeds that carried me took me as far as my heart could desire, when once they had brought me and set me on the renowned way of the goddess, who leads the man who knows through every town. Parmenides may be the first Greek philosopher to offer a careful argument, derived from and based on reason, for his views. Nevertheless, he wrote a traditional poetic invocation of a Muse-like goddess for his philosophical poem. Thus we look back to the inspiration that the poets, and perhaps the first philosophers, claimed as the authority for their statements, even as we look forward to the appeal to logic made by all later philosophers. The goddess remains unnamed, as happens in Homer, quite commonly in ancient religion, and even in the case of Socrates in the Apology. ....And the axle [of the chariot], blazing in the socket, was making the holes in the naves sing -- for it was urged round by well-turned wheels at each end -- while the daughters of the Sun, hasting to convey me into the light, threw back the veils from off their faces and left the abode of night. There are the gates of the ways of Night and Day, fitted above with a lintel and below with a threshold of stone. They themselves, high in the air, are closed by mighty doors, and avenging Justice controls the double bolts. Her did the maidens entreat with gentle words and cunningly persuade to unfasten without demur the bolted bar from the gates. Then, when the doors were thrown back, they disclosed a wide opening, when their brazen posts, fitted with rivets and nails, swung in turn on their hinges. Straight through them, on the broad way, did the maidens guide the horses and the car. And the goddess greeted me kindly, and took my right hand in hers, and spoke to me these words: "Welcome, O youth, who comes to my abode in the car that bears you, tended by immortal charioteers. It is no ill chance, but right and justice, that has sent you forth to travel on this way. Far indeed does it lie from the beaten track of men. Now it is that you should learn all things, both the unshaken heart of well rounded truth and the opinion of mortals in which is no true belief at all. Yet none the less shall you learn these things also -- how the things that seem, as they all pass through everything, must gain the semblance of being. [Fragments 2 & 3, from Proclus] "Come now and I will tell you -- and do hearken and carry my word away -- the only ways of enquiry that can be thought of [that exist for thinking]: the one way, that it is and cannot not be, is the path of Persuasion, for it attends upon Truth; This is the way in which we only talk about Being. Notice that the entire rest of the poem is a quotation from the goddess. "the other, that it is not and cannot be, that I tell you is a path altogether unthinkable. The way in which we only talk about Not Being. This turns out not to be a real way of inquiry, because to think about something implies that it is, in some way, while Not Being is not, by definition, in any way. Hence such a way is "unthinkable." This is the essence of Parmenides' argument. "For you could not know that which is not (that is impossible) nor utter it; for the same thing can be thought as can be [the same thing exists for thinking as for being]. [Fragment 6, from Simplicius] "That which can be spoken and thought must be; for it is possible for it, but not for nothing, to be; that is what I bid you ponder. This [i.e. Not Being] is the first way of enquiry from which I hold you back, and then from that way also on which mortals wander knowing nothing, two-headed; The way in which we talk about both Being and Not Being, i.e. the way in which we talk about the visible world, where one and the same thing may exist at one time and not exist at another. This need of ours to talk that way about this world invalidates it for Parmenides. "for helplessness guides the wandering thought in their breasts; they are carried along, deaf and blind at once, altogether dazed -- hordes devoid of judgment, who are persuaded that to be and to be not are the same, yet not the same, and for whom the path of all things is backward turning. The traditional critique of Parmenides, starting with Plato, is that he was confusing the "existential" use of "is," as in "This thing is" (meaning "This thing exists"), with the "predicative" use of "is," as in "This thing is blue." Thus, it is said, Parmenides' rejection of "it is not" discourse is based on a confusion, applying principles that may be appropriate to the exisential use of "is" to "is" that has a different meaning -- many lanuages have "nominal sentences" where a verb is not even used for predication. However, Parmenides never uses any predications with "it is not." When Parmenides accuses the "hordes devoid of judgment" of believing that "to be and to be not are the same, yet not the same," there is no indication or necessity that he is talking about predication. Instead, he is reasonably and consistently to be interpreted as accusing people of believing that "to exist and not to exist are the same, yet not the same," for this is actually how we do speak of the objects of experience, which are said to exist at one time and not to exist at another. We also talk about "fictional objects," like Sherlock Holmes or Obi-wan Kenobi, which exist in some way but not really in "reality." And there are mathematical objects, which seem rather basic to "reality" but are not things we find lying around in ordinary experience, or cannot exist in ordinary experience, e.g. geometrical points. This is now called the problem of "non-existent objects," famously explored by the Austrian philosopher Alexius Meinong (1853-1921). There are various ways to solve it, but it is not based on the kind of confusion of which Parmenides is commonly accused. [Fragment 7, from Plato] "For never shall this be proved, that things that are not are; but do hold back your thought from this way of enquiry, nor let custom, born of much experience, force you to let wander along this road your aimless eye, your echoing ear or your tongue; but do judge by reason (lógos) the strife encompassed proof that I have spoken. [Fragment 8, from Simplicius] "One way only is left to be spoken of, that it is; and on this way are full many signs that what is is uncreated and imperishable; for it is entire, immovable and without end. It was not in the past, nor shall it be, since it is now, all at once, One, The "One" became the common name for Being as it was described by Parmenides. "continuous; for what creation will you seek for it? How and whence did it grow? Nor shall I allow you to say or to think, "from that which is not"; for it is not be said or thought that it is not. And what need would have driven it on to grow, starting from nothing, at a later time rather than an earlier? This is called an argument from "sufficient reason," because in an empty eternity there would be no reason why Being would come into being at one time rather than another. This argument is now especially associated with the German philosopher Leibniz. "Thus it must either completely be or be not. Nor will the force of true belief allow that, beside what is, there could also arise anything from what is not. Because of this Justice What is the force of logic? Parmenides, who is here appealing to logic for perhaps the first time in history, nevertheless thinks of its sanction as one of divine justice enforced by a goddess. "does not loosen her fetters to allow it to come into being or perish, but holds it fast; and the decision on these matters rests here: it is or it is not (éstin ê ouk éstin). A key phrase in Parmenides. What the principle would rule out is the idea of degrees of existence such as is found in the Neoplatonists or Descartes. "But it has surely been decided, as it must be, to leave alone the one way as unthinkable and nameless (for it is no true way), and that the other is real and true. How could what is thereafter perish? and how could it come into being? For if it comes to be, it is not, and likewise if it is going to be. So coming into being is extinguished and perishing unimaginable. It is often thought, reasonably enough (e.g. by Hegel) that "becoming" splits the difference between Being and Not Being, since something that is becoming already participates in what it is to be. Parmenides, however, rejects this utterly, since whatever something is supposed to be becoming, it isn't that thing yet, an especially harsh difficulty when we are talking about non-existence becoming existence. "Nor is it divisible, since it is all alike; nor is there more here and less there, which would prevent it from cleaving together, but it is all full (émpleon) Being is a plenum (the Latin translation of the Greek word), i.e. it is full of Being, since any emptiness or any lack of density could only be due to the disallowed Not Being. "of what is. So it is all continuous; for what is clings close to what is. But, motionless within the limits of mighty bonds, it is without beginning or end, since coming into being and perishing have been driven far away, cast out by true belief. Abiding the same in the same place it rests by itself, and so abides firm where it is; It cannot go anywhere, since only Not Being could be there before Being arrived, and only Not Being could be left after Being had gone elsewhere. "for strong Necessity holds it firm within the bonds of the limit that keeps it back on every side, because it is not lawful that what is should be unlimited; for it is not lacking -- what is not would lack everything. But since there is a furthest limit, it is bounded on every side, like the bulk of a well rounded sphere, from the center equally balanced in every direction; Being is not infinite, and this seems to be the only point that does not really follow from Parmenides's argument -- he can only say it is not "lawful." He is just more comfortable with a limited One, like a big beach ball. A follower of Parmenides, Melissos of Samos, more consistently argued that Being was infinite. "for it cannot be somewhat more here or somewhat less there. For neither is there that which is not, which might stop it from meeting its like, nor can what is be more here and less there than what is, since it is all inviolable; for being equal to itself on every side, it rests uniformly within its limits." The Way of Truth poem is then followed by the Way of Seeming, in which Parmenides describes the world as though there really was dualism. This concession, however, posed no radical challenge to the received tradition of Greek philosophy. The argument about Not Being was the challenge that Parmenides left to subsequent philosophy. What is to be made of it? It seems to rule out the reality of the "real" world. [INLINE] In the subsequent history of philosophy, roughly three things were done to make sense of the theory: (1) the One was interpreted to be matter. This was the approach of the "Atomists," like Democritus, and of Empedocles, who proposed that there were four elements. This interpretation came first and the most easily "saved" the world of perception. (2) the One was generally later interpreted to be God -- a theistic interpretation. Because of this Parmenides tended to be associated with the earlier philosopher Xenophanes, who seems to have been a monotheist. The Neoplatonists simply called God "the One," and in mediaeval theology, when the question arose why God was uncreated and indestructible, arguments much like those of Parmenides could be used. As an interpretation of Parmenides, however, this doesn't look very good, since the One is without life or personality -- it is inert. And finally, (3) Plato replaced the One with his theory of Forms, which are like the One in being eternal and unchanging, but unlike the One in being many. Although Parmenides would have had a real problem with this, Plato of all subsequent Western philosophers took the most seriously Parmenides' rejection of the existence of the world of appearances. Although unpopular in the West, however, this world-denying view is quite common in Indian philosophy. _________________________________________________________________ History of Philosophy Home Page Copyright (c) 1996, 1997, 1998, 1999, 2000 Kelley L. Ross, Ph.D. All Rights Reserved _________________________________________________________________ Note on Parmenides _________________________________________________________________ It is noteworthy that the name "Parmenides" has two parts, "Parmen" and "-ides." "-Ides" is a suffix which is a patronymic, that is, it marks the name of a son's father. "Parmenides" thus means "son of Parmen." This is common in many languages, but is especially famous in Russian. "Son of Parmen" in Russian would be "Parmenevich." Other languages, however, do the same thing. "Son of Parmen" in Persian would be "Parmenzâdeh." There are now many Persian surnames with the "-zâdeh" suffix. Even English and Spanish have patronymics, though now, as in Persian, they have simply become surnames. Thus, "son of John" was "Johnson," now a very common surname (including two Presidents of the United States). In Spanish, patronymics are marked by "-ez" (Portuguese "-es"). "Velasquez" (or "Vasquez") is "son of Velasco," a name of Basque origin. So English and Spanish patryonymic equivalents of "Parmenides" would be "Parmenson" and "Parmenez," respectively. Return to text